A result drove professional more than 10 years (October 2010- till date) of experience in Operations, Risk and Compliance and SWOT Analysis of financial products w.r.t. Banking & Financial Services (BFSI) and NBFSI sector with the sound knowledge of anti-money laundering (AML), KYC, Financial Crimes and Hawalas (wire transfers)
Followed the Regulators: DFSA, CBUAE, FCA, FATF Recommendations, FATCA,
FINRA, FINCEN (Financial Crime Enforcement), ACRA, AMF (Autorité des marchés financiers (France)), Securities and Exchange Commission (SEC)
In-depth knowledge of the laws OFAC, Banking Secrecy Act (BSA), USA Patriot Act, SDN (Specially Designated Countries) Gramm Leach Bliley Act, Dodd- Frank Act, Basel Committee, Embargo, Trade and Economic Sanctions, Wolfsburg's Principles, EGMONT
Adept at handling day-to-day clearing and transfer functions in co-ordination with Line of Business (LOBs)/ Clients and stakeholders
Possess Six Sigma (6σ) knowledge and having excellent interpersonal, email writing and communication skills with proven abilities in training & development and self-motivation
Experience in Business Tools
Mantas, World Check, RDC, D&B Report, Bloomberg, Reuters, Bankers Almanac,
Lexus Nexus, Lloyd's Intelligence, FACTIVA, Flexcube, SEC Filings, STR system for CBUAE, Symex, Western Union, XpressMoney, Transfast